Capital markets and securities advisory, global focus and regulatory compliance. Asesoría en mercados de capitales y valores, enfoque global y cumplimiento normativo.

Capital Markets | Securities

At Saltiel Law Group, we provide comprehensive and strategic advice in Capital Markets and Securities, representing issuers, institutional investors, funds, and placement agents in both the U.S. and international markets. With a robust understanding of state and federal regulations, combined with a global perspective, we support clients in structuring equity transactions, including public offerings, private placements, and PIPE transactions.

Our team specializes in guiding private funds, private equity, and venture capital clients through the complexities of the market, effectively managing risk while ensuring transparency and ethical compliance in every transaction. Additionally, our services include corporate governance and regulatory compliance support, helping companies meet disclosure standards and align with industry best practices.

 

Tailored Services for Issuers and Investors

Whether you’re an issuer looking to raise capital or an investor seeking opportunities, our services are designed to meet your needs. We assist with:

Public Offerings

We guide companies through the process of going public, ensuring compliance with regulatory requirements and structuring transactions for success.

Private Placements

We structure private transactions to raise capital efficiently, providing tailored solutions that meet your financial goals.

PIPE Transactions

We facilitate private investments in public equity, ensuring smooth transactions and protecting your interests.

 

Navigating Debt and Equity Transactions

These are fundamental to capital markets. We help clients structure these transactions to meet their financial goals while managing risks. Our expertise includes:

Debt Financing

We advise on bonds, loans, and other debt instruments, ensuring compliance with regulatory requirements and minimizing risks.

Equity Financing

We assist with stock issuances and equity investments, providing tailored solutions that align with your business objectives.

Regulatory Compliance and Corporate Governance

Compliance with regulations is critical in capital markets. We provide comprehensive support in regulatory compliance, helping companies meet disclosure standards and adhere to industry best practices.

Supporting Private Funds and Venture Capital

Private funds, private equity, and venture capital clients face unique challenges in capital markets. Our team specializes in guiding these clients through the complexities of the market, managing risks, and ensuring compliance with ethical standards.

 

Adapting to a Rapidly Evolving Environment

The financial landscape is constantly changing, presenting both challenges and opportunities. We empower companies to adapt to these changes, capitalize on growth opportunities, and protect investor interests. Our goal is to help clients navigate market challenges while adhering to the highest standards of transparency and ethics.

 

Why Choose Saltiel Law Group?

Our experienced securities lawyers provide strategic legal solutions to ensure compliance, mitigate risks, and maximize financial opportunities for businesses and investors.

Saltiel Law Group proudly serves businesses across the Greater South Florida area, offering tailored guidance in corporate governance, securities regulations, and capital markets transactions to help clients achieve their business objectives with confidence.

Secure your financial future with expert legal guidance—let’s discuss your next move.

This is a top-notch firm. Moises treats you like family, answers any questions you might have, and make sure you understand every part of the process. I couldn’t ask for better service and will continue using him for any future matters. Highly recommended!

– Manny C.

Meet the committed team

With expertise, dedication, and a shared vision, our team is committed to delivering exceptional results every step of the way at capital markets | securities.

Insights

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